Running parallel to RiverFront Investment Group’s headquarters is the historic James River.

Omnipresent and powerful; the river is always moving and ceaselessly changing – just like today’s global financial markets. Maneuvering through these changing conditions requires agility, flexibility and smarts. Staying on course demands both a strategic and tactical approach and at every decision point, risks and rewards must be vigilantly managed. This is the RiverFront way. We are not afraid of change. In fact, we embrace it.



Guiding us through market volatility is our unique approach to global asset management. We call it the Art and Science of Dynamic Investing. In simple terms, our ‘art’ resides in the skilled interpretation of data and financial analysis and our ‘science’ incorporates the usage of proprietary asset management tools and mathematical models. When art and science converge, we believe investment return objectives become properly balanced with client risk tolerance.


Like river waters, transparency is elemental to our business. We distinguish ourselves from others by openly sharing the details and rationale of all portfolio trades and adjustments with our financial advisor partners. It is this uncommon level of visibility that allows us to forge strong and lasting relationships with our advisors and they, in turn, with their clients.


A well-known writer once said, “Ideas, like large rivers, never just have one source.” We couldn’t agree more. Our collaborative approach is all about working as a team to uncover the best opportunities. And through open access to our thinking, information and people, financial advisors can leverage as much of our reasoning and action as they want. We consider ourselves strategic suppliers of insight, delivering exceptional global portfolio solutions, service and intellectual capital to our advisors.


EXECUTIVE COMMITTEE (left to right): Karrie Southall, Michael Jones, Doug Sandler, Pete Quinn and Rod Smyth


Partner. Problem Solver. Protector.

As partners, our common sphere of interest is your success. We want to help advisors solve problems and grow their businesses. We were an early adopter and now an industry leader of Exchange-Traded Funds. We freely provide valuable insights, advice and solutions with our partners. These valuable insights, when combined with our proactive risk management processes, may help to make our partner advisors better fiduciaries for their clients.

We’d like to work with you because, like a river, it might lead to something big.

RiverFront Investment Group, LLC, is an independent SEC-registered investment advisor headquartered in Richmond, Va., managing more than $5.3 billion as of December 31, 2015 in a series of global tactical asset allocation separate accounts and mutual fund portfolios. Majority owned by its employees, the firm provides asset management, investment advice, and leading-edge market insights. The firm was named as one of the 2014 and 2015 Best Places to Work in Virginia by Virginia Business and Best Companies Group.

Exchange Traded Funds (ETFs) are sold by prospectus. Please consider the investment objectives, risk, charges and expenses carefully before investing. The prospectus or summary prospectus, which contains this and other information, can be obtained by calling your financial advisor. Read it carefully before you invest.

RiverFront has partnered with ALPS, a DST Company, in offering three share classes (A, C & I) for five of our strategies. For fact sheets, marketing materials, prospectuses, performance, expense information and other details about the mutual funds, you will be directed to the www.alpsfunds.com website.

An investor should consider investment objectives, risks, charges and expenses carefully before investing. The prospectus contains this and other important information. For more information about the RiverFront Funds or to obtain a prospectus, call 1.866.759.5679 or visit www.alpsfunds.com. Read the prospectus carefully before investing.

The Funds are distributed by ALPS Portfolio Solutions Distributor, Inc., 1290 Broadway, Suite 1100, Denver, CO 80203. ALPS Portfolio Solutions Distributor, Inc. is the investment adviser to the Funds and RiverFront Investment Group, LLC is the investment sub-adviser. ALPS is not affiliated with RiverFront Investment Group, LLC.