As Chief Compliance Officer, Julie oversees RiverFront’s compliance program, ensuring effective implementation of its policies and procedures and adherence to applicable rules and regulations. Julie is also responsible for working with the executive management team to stay abreast of trends in the legal/regulatory environment and assess the impact to the organization. In addition, she serves on the firm’s Operating Committee.
Julie brings nearly 20 years of experience specializing in regulatory compliance for investment advisers. Most recently, Julie served as an Associate Director of Oyster Consulting. While at Oyster she developed and implemented compliance programs for clients, assisted with regulatory exams and enforcement cases and served as Chief Compliance Officer. Prior to Oyster, Julie was Managing Director of Client Services and Compliance for the Commonwealth Companies.
Julie earned her Bachelor of Science with Distinction from the McIntire School of Commerce at the University of Virginia.
When Julie is not in the office, she enjoys spending time with her family either outdoors or at sporting events. They love hiking, basketball, baseball and softball and spend most of their free time on a court or at the ballfield.
“In years past, my family has supported the Marine Raider Foundation through the Seaside Semper Five, a 5k run honoring Marines. Since joining RiverFront, my fellow associates have contributed to this cause, making our race team one of the top fundraisers for the event!”