As Chief Compliance Officer, Julie oversees RiverFront’s compliance program, ensuring effective implementation of its policies and procedures and adherence to applicable rules and regulations. Julie is also responsible for working with the executive management team to stay abreast of trends in the legal/regulatory environment and assess the impact to the organization. In addition, she serves on the firm’s Operating Committee.
Julie brings over 17 years of experience specializing in regulatory compliance for investment advisers. Most recently, Julie served as an Associate Director of Oyster Consulting. While at Oyster she developed and implemented compliance programs for clients, assisted with regulatory exams and enforcement cases and served as Chief Compliance Officer. Prior to Oyster, Julie was Managing Director of Client Services and Compliance for the Commonwealth Companies.
Julie earned her Bachelor of Science with Distinction from the McIntire School of Commerce at the University of Virginia.
Julie’s favorite hobby is cooking. She enjoys creating and trying new recipes to enjoy herself or share with friends and family. She also loves being outdoors, planting in her garden and most of all spending time with her husband and three children.